Regulatory watch for insurance brokers and brokerage firms
IDD, supervisory recommendations, duty to advise, continuous-training obligations, distribution rules: a brokerage firm’s compliance is a permanent building site, often carried by one person on top of their real job.
In your day-to-day
- 01
Alerts on supervisory recommendations and sanctions concerning insurance distribution, with what concretely changes for your sales processes.
- 02
Tracking of the firm’s IDD obligations: product governance, information documents to hand over, traceability of the duty to advise.
- 03
Reminders of the team’s continuous-training deadlines and registry renewal dates.
How it works
- 1
Official sources under watch
Official journals, sector authorities, tax bulletins: the agent reads the sources that count for your business, every day, without fatigue.
- 2
Filtered by your context
The agent knows your sector, your thresholds, your activities. A text about e-invoicing for large companies does not alert you if you are a small business — unless the timeline catches up with you.
- 3
Actionable alert, not a raw link
Each alert says what changes, from when, what it implies for you, and cites the source text. The decision is yours; the reading is the agent’s.
Typical results
100%
of your sector’s official sources read every day
D+1
between a text being published and your alert
0
regulatory deadlines discovered too late
Orders of magnitude observed in production; your diagnostic sets your own baseline and targets.
Frequently asked questions
Does the watch cover our own broker obligations, not just general texts?+
Yes, that is the principle: the scope is built on your situation — registration categories, product lines distributed, retail or commercial clientele. A change on life insurance does not alert you if you only write property and casualty.
Can it help us document the duty to advise?+
It alerts on the requirements and their evolution; the documentation itself belongs to your sales processes. However, combined with the portal and the qualification agents, the written trace of needs assessment builds naturally through the exchanges.
Does the agent replace my lawyer or accountant?+
No — it feeds them. The agent detects and summarises; legal interpretation and decisions stay with your advisers. In practice it makes sure you ask your lawyer the right question three months before the deadline, not three days.
Which regulations can you monitor?+
The ones that touch your business: e-invoicing 2026-2027, GDPR, labour law, sector standards and certifications, tax rules. The scope is defined with you during the diagnostic.
Is this the problem eating your team’s time?
Tell us how you work today — 30-minute call, then a free written diagnostic of what this agent would change for you, with numbers.
Get my free diagnostic